July 19: Regulatory Risk - SEC Adds Units to Oversee Financial Institutions, Asset-Backed Securities, New Financial Products and Trends
Location: Washington, DC
Author: RiskCenter Staff
Date: Monday, July 19, 2010
The Securities and Exchange Commission’s division that reviews public company filings is creating three specialized offices to enhance its disclosure review and policy operations. The new offices in the Division of Corporation Finance will focus on large financial institutions, asset-backed securities and other structured products, and securities offering trends.
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